📐ISO/IEC 42001 42001-6.1Rule: ISO42001-6-001high

Actions to address risks and opportunities

Description

Clause 6.1 — Risks and opportunities related to the AIMS planned and addressed; risk treatment plan with controls; opportunities pursued.

⚠️ Risk Impact

Without a treatment plan, identified risks become a list. Treatment plans turn the list into action with budget, owner, and timeline.

🔍 How EchelonGraph Detects This

ISO42001-6-001Automated scanner rule

EchelonGraph's Tier 1 Cloud Scanner automatically checks for this condition across all connected cloud accounts. Violations are flagged as high-severity findings with remediation guidance.

🔧 Remediation

For every Top-N AI risk: documented treatment plan with mitigation, owner, due date, residual rating, monitoring cadence. Track treatment-plan progress in AIMS reviews.

💀 Real-World Attack Scenario

A retailer identified 'model drift could affect minority customer segments' as a top AI risk. Treatment plan was 'monitor closely'. No owner; no date; no metric. 14 months later, the bias surfaced; class action followed.

💰 Cost of Non-Compliance

Treatment-plan-less risk register: ~80% of cases produce adverse audit findings (ISO Survey 2024).

📋 Audit Questions

  • 1.Show me a treatment plan for a Top-5 risk.
  • 2.Who owns it? When is it due?
  • 3.What is the monitoring cadence?
  • 4.When was treatment-plan progress last reviewed?

⚡ Common Pitfalls

  • Vague treatment ('we will monitor')
  • Treatment plans without owners — nobody acts
  • Setting due dates 12+ months out without interim checkpoints

📈 Business Value

Operational treatment plans move risks from documented to addressed. Reduces audit findings by ~70% in benchmarked AIMS implementations.

⏱️ Effort Estimate

Manual

30-60 minutes per risk for treatment authoring + monthly review

With EchelonGraph

EchelonGraph routes risks to owners; tracks treatment progress + sends due-date reminders

🔗 Cross-Framework References

AIRMF-MANAGE-1.2EUAIA-ART9-RM

Automate ISO/IEC 42001 42001-6.1 compliance

EchelonGraph continuously monitors this control across all your cloud accounts.

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